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Syndicated Capital, Inc.

Syndicated Capital, Inc.. CRD 29037

Syndicated Capital, Inc. logo

CRD: 29037

Syndicated Capital, Inc.

$142.0M Total AUM
$136.9M Disc. AUM
-- 3Y CAGR
12 Employees
465 ADV. Clients
40 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Pershing
Clients
Retail
Platforms
Available
Established Date
02-01-1986
Office Locations
9

Office Locations

103 Hyde Park Doylestown PA
1100 Alakea Street Suite 1901 Honolulu HI
21671 Gateway Center Drive Suite 111 Diamond BAR CA

About Syndicated Capital, Inc.

Syndicated Capital, Inc. is an RIA serving retail investors, including entrepreneurs and accredited clients, with asset allocation, portfolio construction, retirement and estate planning, and insurance/annuity solutions. Portfolios span global equities, fixed income (including convertible/preferred), real estate partnerships, private company investments, and FDIC-insured CDs, with custody through Pershing and support for portfolio-backed debit cards.

Team overview

53 AVG AGE
$15.8M AVG AUM / ADVISOR
$305.4K AVG AUM / CLIENT
16.4 yrs AVG TENURE
12 Employees
9 Advisory Reps
11 RIA Reps
40yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Accredited Investors

Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

H

HEATHER UNA BAINES

Chairman, Chief Executive Officer

CRD
--
Ownership
Less than 5%
Available
Available
Available
F

FAITH LEE

Chief Compliance Officer, Municipal Securities Principal, President, Vice President

CRD
#2715226
Ownership
Less than 5%
Available
Available
Available

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Contacts

B

BRADLEY JASON BOECK

Investment Advisor, Owner

CRD
#4537399
Available
Available
Available
Julia Rong Cheng

Julia Rong Cheng

Advisor

CRD
#2125753
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-29-2024
03-29-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $136,907,945 $306,282
Non-Discretionary $5,085,094 $282,505
Total $141,993,039 $305,361

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Equity - OTC:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Equity - OTC Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Total Available Available

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