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Synergy Asset Management, LLC

Synergy Asset Management, LLC. CRD 117201

Synergy Asset Management, LLC logo

CRD: 117201

Synergy Asset Management, LLC

$1.3B Total AUM
$1.3B Disc. AUM
-- 3Y CAGR
14 Employees
1,198 ADV. Clients
24 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Interactive Brokers
Clients
Retail and Institutional
Platforms
Available
Established Date
10-04-2001
Office Locations
8

Office Locations

13215 SE Mill Plain Blvd Suite C8-321 Vancouver WA
8111 Preston Road Suite 500 Dallas TX
-- Glendale AZ

About Synergy Asset Management, LLC

Synergy Asset Management, LLC provides institutional-fiduciary investment management for retail and institutional investors, developing a personalized investment policy statement (IPS) and dynamically monitoring global portfolios across styles, sectors, and strategies. The firm pairs asset management with next-generation practice management technology and a lifestyle protection process, and has guided clients through three recessions over 30 years. Strategies are often implemented via ETFs; custody includes Schwab.

Team overview

-- AVG AGE
$129.9M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
6 yrs AVG TENURE
14 Employees
10 Advisory Reps
10 RIA Reps
24yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Accredited Investors

Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

T

TODD SINCLAIR JESSUP

Chief Compliance Officer, President

CRD
#4575423
Ownership
Less than 5%
Available
Available
Available
JOSEPH MERRELL MAAS

JOSEPH MERRELL MAAS

Advisor, Chief Investment Officer, PRINCIPAL

CRD
#2170891
Ownership
Less than 5%
Available
Available
Available

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Contacts

K

Kellie Chandler

Project Manager

CRD
#7296435
Available
Available
Available
T

Thi Hong Van Nguyen

Senior Investment Associate

CRD
#8134037
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-28-2022
08-03-2023
07-01-2024
03-17-2025
03-17-2026
Category Assets AVG. Account size
Discretionary $1,299,423,867 $242,747
Non-Discretionary $0 --
Total $1,299,423,867 $242,747

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Corporate - Investment Grade:
Available
Cash:
Available
Public Funds:
Available
Private Funds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Corporate - Investment Grade Available Available
Cash Available Available
Public Funds Available Available
Private Funds Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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