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TAR River Wealth Planning, LLC

TAR River Wealth Planning, LLC. CRD 328530

TAR River Wealth Planning, LLC logo

CRD: 328530

TAR River Wealth Planning, LLC

$401.2M Total AUM
$259.5M Disc. AUM
-- 3Y CAGR
9 Employees
483 ADV. Clients
2 yrs Firm Age

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Firm Details

Custodian
Raymond James
Clients
Retail and Institutional
Platforms
Available
Established Date
12-08-2023
Office Locations
1

Office Locations

109 N Main ST Louisburg NC

About TAR River Wealth Planning, LLC

Tar River Wealth Planning is an independent RIA in Louisburg, NC providing personalized wealth management and financial planning. The team serves business owners, corporate retirement plans, families, family offices, and retirees, coordinating with clients’ attorneys and accountants. Advice spans retirement, education, estate/charitable and trust planning, risk management, and investment strategy including fixed income. Client portal access is available via Raymond James.

Team overview

42 AVG AGE
$80.2M AVG AUM / ADVISOR
$830.6K AVG AUM / CLIENT
2.4 yrs AVG TENURE
9 Employees
5 Advisory Reps
5 RIA Reps
2yrs Firm Age

Insights

Available
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Available
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Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

Arturo Ynocencio Casanova Lumpkin

Arturo Ynocencio Casanova Lumpkin

Chief Compliance Officer, Chief Executive Officer, Financial Consultant, Operations Manager

CRD
#5373714
Ownership
25% but less than 50%
Available
Available
Available
J

JAMES "TRIPP" PARKER LUMPKIN III

CHIEF MARKETING OFFICER

CRD
#4565582
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

J

JAMES PARKER LUMPKIN II

--

CRD
#1245480
Available
Available
Available
Reed Alfred Wheless

Reed Alfred Wheless

Financial Advisor

CRD
#7801563
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-25-2024
12-11-2025
02-02-2026
Category Assets AVG. Account size
Discretionary $259,542,797 $274,939
Non-Discretionary $141,636,818 $417,808
Total $401,179,615 $312,689

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Other:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Other Available Available
Total Available Available

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