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TAX & Investment Advisors

TAX & Investment Advisors. CRD 327402

TAX & Investment Advisors logo

CRD: 327402

TAX & Investment Advisors

$101.5M Total AUM
$101.5M Disc. AUM
-- 3Y CAGR
3 Employees
346 ADV. Clients
2 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail
Platforms
Available
Established Date
05-22-2024
Office Locations
1

Office Locations

29 Water Street Suite 302 Newburyport MA

About TAX & Investment Advisors

Tax & Investment Advisors (TIA Wealth Management LLC) is a Massachusetts-registered RIA in Newburyport serving families planning for and transitioning into retirement. The firm integrates investment management with advanced tax strategy, emphasizing income and cash-flow planning, tax-efficient investing, healthcare and long-term planning, and legacy planning. The team also maintains a WSBK Saturday presence.

Team overview

-- AVG AGE
$101.5M AVG AUM / ADVISOR
$293.4K AVG AUM / CLIENT
2.2 yrs AVG TENURE
3 Employees
1 Advisory Reps
1 RIA Reps
2yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

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Investment Themes

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Investment Vehicles

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Platform

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Services

Available

Technology

Available

Owner & Executives

ROBERT ANGUS GUY

ROBERT ANGUS GUY

Chief Compliance Officer, Financial Advisor, General Partner, Managing Member

CRD
#1726805
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-07-2026
Category Assets AVG. Account size
Discretionary $101,504,000 $295,930
Non-Discretionary $0 --
Total $101,504,000 $295,930

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Equity - OTC:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Equity - OTC Available Available
Corporate - Investment Grade Available Available
Total Available Available

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