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- Custodian
- Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 07-19-1996
- Office Locations
- 1
Office Locations
About Thames Financial Management
Thames Financial Management is a Norwich, CT-based RIA founded in 2001 providing portfolio management and financial planning for long-term goals, including retirement savings, income generation, wealth building, and generational/college planning. The firm invests primarily through public funds and ETFs with fixed-income exposure, and custody is through Fidelity/NFS. Led by CFA and CFP principals Andrew Sawyer and Steven Bokoff.
Team overview
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Asset Classes
Investment Vehicles
Services
Technology
Owner & Executives
ANDREW DRAKE SAWYER
Chief Compliance Officer, Managing Director, VICE PRESIDENT
- CRD
- #4218645
- Ownership
- 50% but less than 75%
STEVEN L. BOKOFF
Certified Financial Planner, President, TREASURER
- CRD
- #4650243
- Ownership
- 25% but less than 50%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $190,826,526 | $549,932 |
| Non-Discretionary | $124,616,553 | $506,571 |
| Total | $315,443,079 | $531,944 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
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