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Thayer Financial, L.l.c.

Thayer Financial, L.l.c.. CRD 304729

Thayer Financial, L.l.c. logo

CRD: 304729

Thayer Financial, L.l.c.

$106.4M Total AUM
$106.4M Disc. AUM
-- 3Y CAGR
3 Employees
244 ADV. Clients
6 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
08-20-2019
Office Locations
1

Office Locations

439 4TH Street SW Hickory NC

About Thayer Financial, L.l.c.

Thayer Financial is a fee-only, independent RIA in Hickory, NC providing ongoing financial planning, family office-style wealth management, and in-depth tax planning, with support for retirement and estate planning. The firm delivers fiduciary investment management grounded in Nobel prize-winning economic research, typically implemented with diversified public funds and ETFs. Custody includes Charles Schwab.

Team overview

-- AVG AGE
$53.2M AVG AUM / ADVISOR
$436.3K AVG AUM / CLIENT
3.5 yrs AVG TENURE
3 Employees
2 Advisory Reps
2 RIA Reps
6yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

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Custodian

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Investment Themes

Available

Investment Vehicles

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Platform

Available

Services

Available

Technology

Available

Owner & Executives

KELLY SHOOK SMITH

KELLY SHOOK SMITH

Chief Compliance Officer, DIRECTOR OF OPERATIONS

CRD
--
Ownership
50% but less than 75%
Available
Available
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Robert Deaton Smith III

Robert Deaton Smith III

President, Wealth Advisor

CRD
#6600354
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

B

Brittney Michelle Miller

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CRD
#6058531
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Available
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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-04-2025
02-18-2026
Category Assets AVG. Account size
Discretionary $106,449,059 $215,921
Non-Discretionary $0 --
Total $106,449,059 $215,921

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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