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THE Advisory Firm

THE Advisory Firm. CRD 139125

THE Advisory Firm logo

CRD: 139125

THE Advisory Firm

$126.4M Total AUM
$126.4M Disc. AUM
-- 3Y CAGR
1 Employees
140 ADV. Clients
20 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail
Platforms
Available
Established Date
03-23-2006
Office Locations
1

Office Locations

12600 Deerfield Parkway Suite 100 Alpharetta GA

About THE Advisory Firm

The Advisory Firm is a fee-only fiduciary RIA focused on retirees and pre-retirees, delivering integrated financial planning, investment management, and tax strategy. Portfolios are built primarily with actively managed ETF models, monitored weekly and adjusted for changing markets with an emphasis on risk management and retirement income design. Clients also get a custom-built MyVizer financial dashboard for account aggregation, net worth, and cash-flow tracking.

Team overview

54 AVG AGE
$126.4M AVG AUM / ADVISOR
$902.8K AVG AUM / CLIENT
13.7 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
20yrs Firm Age

Insights

Available
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Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

JAMES ADAM DANIEL

JAMES ADAM DANIEL

Advisor, Chief Compliance Officer, MANAGING PRINCIPAL

CRD
#4567065
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $126,393,156 --
Non-Discretionary $0 --
Total $126,393,156 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Total Available Available

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