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THE Ascent Group, LLC

THE Ascent Group, LLC. CRD 314424

THE Ascent Group, LLC logo

CRD: 314424

THE Ascent Group, LLC

$4.8B Total AUM
$4.8B Disc. AUM
-- 3Y CAGR
44 Employees
4,298 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Assetmark · Charles Schwab & Company · Fidelity/NFS
Clients
Retail and Institutional
Platforms
--
Established Date
05-10-2021
Office Locations
5

Office Locations

119 W Wayne AVE Wayne PA
192 Ballard Court Suite 400 Virginia Beach VA
35 Kings Highway East Haddonfield NJ

About THE Ascent Group, LLC

The Ascent Group is a hands-on investor and operator focused on scaling established B2B SaaS companies with recurring revenue and profitability. The team partners closely with founders and executive teams to build operating and growth plans for sustainable, long-term results, supported by a shared-services model. Current holdings include LevelEleven and Geopointe.

Reported data analysis

What the numbers show

Between November 24, 2025 and March 30, 2026, reported AUM decreased 3.5%, from $4.9B to $4.8B.

Across 5 reported observations, AUM increased 89.2% between March 30, 2022 and March 30, 2026, from $2.5B to $4.8B.

Of the latest reported AUM, 99.8% is discretionary and 0.2% is non-discretionary.

The firm reports 19 advisory representatives and 4,298 clients, or 226.2 clients per representative. That equates to $1.1M in reported AUM per client.

The profile lists 5 reported office locations and 5 years in operation. The source data was last updated on March 30, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

47 AVG AGE
$250.6M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
4.2 yrs AVG TENURE
44 Employees
19 Advisory Reps
19 RIA Reps
5yrs Firm Age

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Available data coverage

  • Asset Classes
  • Client Personas
  • CRM
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services

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Owner & Executives

LYNDSAY RACHEL KIM

LYNDSAY RACHEL KIM

Chief Compliance Officer

CRD
#2902606
Ownership
Less than 5%
H

HOLLY KNIGHT

--

CRD
#5587216
Ownership
Less than 5%

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Contacts

MARK STEPHEN BATZEL

MARK STEPHEN BATZEL

Partner

CRD
#1911220
ASHLEY DORROH GALLER

ASHLEY DORROH GALLER

Financial Planning

CRD
#3062906

Showing 2 of 21 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-30-2022
08-22-2023
08-26-2024
11-24-2025
03-30-2026
Category Assets AVG. Account size
Discretionary $4,750,688,012 $572,993
Non-Discretionary $9,909,936 $62,721
Total $4,760,597,948 $563,451

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Separately Managed Accounts

SMA allocation detail is available

THE Ascent Group, LLC has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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