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THE Ascent Group, LLC

THE Ascent Group, LLC. CRD 314424

THE Ascent Group, LLC logo

CRD: 314424

THE Ascent Group, LLC

$4.8B Total AUM
$4.8B Disc. AUM
-- 3Y CAGR
44 Employees
4,298 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Assetmark · Charles Schwab & Company · Fidelity/NFS
Clients
Retail and Institutional
Platforms
--
Established Date
05-10-2021
Office Locations
5

Office Locations

119 W Wayne AVE Wayne PA
192 Ballard Court Suite 400 Virginia Beach VA
35 Kings Highway East Haddonfield NJ

About THE Ascent Group, LLC

The Ascent Group is a hands-on investor and operator focused on scaling established B2B SaaS companies with recurring revenue and profitability. The team partners closely with founders and executive teams to build operating and growth plans for sustainable, long-term results, supported by a shared-services model. Current holdings include LevelEleven and Geopointe.

Team overview

47 AVG AGE
$250.6M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
4.2 yrs AVG TENURE
44 Employees
19 Advisory Reps
19 RIA Reps
5yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

CRM

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Owner & Executives

LYNDSAY RACHEL KIM

LYNDSAY RACHEL KIM

Chief Compliance Officer

CRD
#2902606
Ownership
Less than 5%
Available
Available
Available
H

HOLLY KNIGHT

--

CRD
#5587216
Ownership
Less than 5%
Available
Available
Available

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Contacts

MARK STEPHEN BATZEL

MARK STEPHEN BATZEL

Partner

CRD
#1911220
Available
Available
Available
ASHLEY DORROH GALLER

ASHLEY DORROH GALLER

Financial Planning

CRD
#3062906
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-30-2022
08-22-2023
08-26-2024
11-24-2025
03-30-2026
Category Assets AVG. Account size
Discretionary $4,750,688,012 $572,993
Non-Discretionary $9,909,936 $62,721
Total $4,760,597,948 $563,451

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
Private Funds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
Private Funds Available Available
Total Available Available

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