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THE Caprock Group, LLC

THE Caprock Group, LLC. CRD 124272

THE Caprock Group, LLC logo

CRD: 124272

THE Caprock Group, LLC

$12.5B Total AUM
$12.2B Disc. AUM
26.2% 3Y CAGR
67 Employees
872 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
12-17-2002
Office Locations
22

Office Locations

1100 Lincoln AVE SAN Jose CA
12 East Mount Pleasant AVE Livingston NJ
1389 Center Drive Suite 110 Park City UT

About THE Caprock Group, LLC

Caprock Group is a multi-family office-style RIA serving high-net-worth families with complex balance sheets. The team provides holistic wealth management - cash-flow and lifestyle planning, portfolio construction, and legacy-focused coordination - with consolidated reporting. Investment approach spans public markets (including ETFs) and curated private opportunities, with access to alternatives such as private credit and real estate.

Team overview

42 AVG AGE
$328.4M AVG AUM / ADVISOR
$14.3M AVG AUM / CLIENT
7.1 yrs AVG TENURE
67 Employees
38 Advisory Reps
46 RIA Reps
23yrs Firm Age

Insights

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Accredited Investors

Available

Asset Classes

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Client Personas

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Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

GREGORY AARON BROWN

GREGORY AARON BROWN

Co-President

CRD
#5276924
Ownership
5% but less than 10%
Available
Available
Available
WILLIAM GORDON GILBERT JR

WILLIAM GORDON GILBERT JR

Co-President

CRD
#2628415
Ownership
5% but less than 10%
Available
Available
Available

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Contacts

K

KIERSTEN JANAYE ADLING

Analyst

CRD
#6291844
Available
Available
Available
Melissa Ahearn

Melissa Ahearn

Director of Strategic Development

CRD
#5479595
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-03-2022
10-23-2023
10-07-2024
04-15-2025
03-26-2026
Category Assets AVG. Account size
Discretionary $12,241,628,659 $28,206,518
Non-Discretionary $237,442,972 $118,721,486
Total $12,479,071,631 $28,621,724

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Public Funds:
Available
Corporate - Investment Grade:
Available
Other:
Available
Cash:
Available
Other:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Public Funds Available Available
Corporate - Investment Grade Available Available
Other Available Available
Cash Available Available
Other Available Available
Total Available Available

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