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THE Delta Group

THE Delta Group. CRD 111852

THE Delta Group logo

CRD: 111852

THE Delta Group

$49.2M Total AUM
$49.2M Disc. AUM
-- 3Y CAGR
2 Employees
29 ADV. Clients
29 yrs Firm Age

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Firm Details

Custodian
--
Clients
Retail
Platforms
--
Established Date
07-08-1997
Office Locations
1

Office Locations

651-C Broadway St. Sonoma CA

About THE Delta Group

The Delta Group is a Sonoma, CA advisory firm providing goal-based financial planning and portfolio guidance, helping clients organize investments, real estate holdings, retirement accounts, and other assets. The team draws on 30+ years of market experience and serves individuals including business owners and entrepreneurs. Investment exposure emphasizes ETFs alongside fixed-income allocations such as U.S. government/agency and municipal bonds.

Team overview

-- AVG AGE
$49.2M AVG AUM / ADVISOR
$1.7M AVG AUM / CLIENT
5.5 yrs AVG TENURE
2 Employees
1 Advisory Reps
1 RIA Reps
29yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

E

ERIC DREW DAHL

DIRECTOR, PRINCIPAL

CRD
#735877
Ownership
50% but less than 75%
Available
Available
Available
PATRICIA JEAN WILLIAMS

PATRICIA JEAN WILLIAMS

Chief Compliance Officer, DIRECTOR, PRINCIPAL

CRD
#1006661
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-31-2011
06-28-2012
Category Assets AVG. Account size
Discretionary $49,200,000 $857,941
Non-Discretionary $0 $422,217
Total $49,200,000 $702,325

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Municipal Bonds:
Available
Corporate - Non-Investment Grade:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Municipal Bonds Available Available
Corporate - Non-Investment Grade Available Available
Cash Available Available
Total Available Available

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