CRD: 116889
THE Enterprise Investment Company
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Fidelity/NFS · SEI
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 06-05-2006
- Office Locations
- 1
Office Locations
About THE Enterprise Investment Company
Pappas Financial is an entrepreneurial advisory firm serving affluent families and corporations with business succession, wealth transfer and estate planning, alongside wealth management and group benefit strategy. The team builds customized plans using sophisticated techniques and proprietary insurance/financial solutions, including its Wealth Transfer Road Map™ framework, and can support accounts custodied at Fidelity/NFS or SEI.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
NORMAN ARTHUR PAPPAS
Chief Compliance Officer, President
- CRD
- #356173
- Ownership
- 75% or more
EDWARD J ALBERS
DIRECTOR OF INSURANCE, Vice President
- CRD
- #4585063
- Ownership
- 10% but less than 25%
Showing 2 of 5 owners & executives
Unlock allContacts
No contact records available.
Showing 0 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $507,427,985 | $539,817 |
| Non-Discretionary | $99,664,397 | $600,388 |
| Total | $607,092,382 | $548,908 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Cash | Available | Available |
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Total | Available | Available |
Continue browsing