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THE Fiduciary Alliance

THE Fiduciary Alliance. CRD 284924

THE Fiduciary Alliance logo

CRD: 284924

THE Fiduciary Alliance

$2.5B Total AUM
$2.5B Disc. AUM
50.4% 3Y CAGR
76 Employees
8,964 ADV. Clients
9 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · TD Ameritrade
Clients
Retail and Institutional
Platforms
Available
Established Date
08-17-2016
Office Locations
32

Office Locations

100 East Town Place, Suite 101 St. Augustine FL
100 Elks Club Road Brevard NC
10900 NE 4TH Street Suite 2300 Bellevue WA

About THE Fiduciary Alliance

The Fiduciary Alliance is an advisor-owned registered investment adviser and network built by advisors for advisors, supporting RIAs and representatives with solutions to grow and scale client-focused fiduciary practices. It emphasizes long-term, organic growth with no private-equity ownership and no mandated products. Reported model portfolios are largely implemented with ETFs and public funds and commonly custody at Schwab and Fidelity.

Team overview

51 AVG AGE
$56.1M AVG AUM / ADVISOR
$281.8K AVG AUM / CLIENT
2.8 yrs AVG TENURE
76 Employees
45 Advisory Reps
45 RIA Reps
9yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

BRIAN JAMES BOUGHNER

BRIAN JAMES BOUGHNER

Managing Member

CRD
#4152328
Ownership
75% or more
Available
Available
Available
SUSAN S HARVELL

SUSAN S HARVELL

Chief Compliance Officer

CRD
#4442833
Ownership
Less than 5%
Available
Available
Available

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Contacts

L

Lori C. Avant

--

CRD
#1133785
Available
Available
Available
CHRISTOPHER LAWRENCE BALCEROWIAK

CHRISTOPHER LAWRENCE BALCEROWIAK

--

CRD
#1568743
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-22-2022
11-17-2023
11-06-2024
10-24-2025
06-12-2026
Category Assets AVG. Account size
Discretionary $2,480,797,934 $278,085
Non-Discretionary $45,441,022 $194,192
Total $2,526,238,956 $275,941

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Municipal Bonds:
Available
Other:
Available
Corporate - Investment Grade:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Municipal Bonds Available Available
Other Available Available
Corporate - Investment Grade Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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