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CRD: 169966
THE Financial Group
$33.7M Total AUM
$33.7M Disc. AUM
-- 3Y CAGR
2 Employees
109 ADV. Clients
12 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 02-18-2014
- Office Locations
- 1
Office Locations
21700 Copley Drive Suite 160 Diamond BAR CA
About THE Financial Group
California-based The Financial Group provides money management and retirement-focused financial planning, including investment planning, risk management, and estate conservation, with ongoing roadmap reviews. Portfolios are implemented primarily with ETFs, and the firm custodians with Charles Schwab.
Team overview
-- AVG AGE
$33.7M AVG AUM / ADVISOR
$308.8K AVG AUM / CLIENT
12.4 yrs AVG TENURE
2 Employees
1 Advisory Reps
1 RIA Reps
12yrs Firm Age
Insights
Available
Available
Available
Available
Available
Available
Available
Available
Client Personas
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
ROBERT ALAN BROOKS
Chief Compliance Officer, Managing Director, Managing Member
- CRD
- #1459077
- Ownership
- 75% or more
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $33,664,199 | -- |
| Non-Discretionary | $0 | -- |
| Total | $33,664,199 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Public Funds:
Available Other:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Other | Available | Available |
| Total | Available | Available |
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