CRD: 287632
THE Financial Legacy Group
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 05-22-2017
- Office Locations
- 2
Office Locations
About THE Financial Legacy Group
The Financial Legacy Group is a privately owned, independent firm in Charlotte, NC providing comprehensive financial planning and portfolio management, supported by an individualized web-based plan clients can access anywhere. Client work spans full-balance-sheet planning and ongoing reviews, with coordination across tax, estate, insurance, real estate, and privately held business M&A specialists. Investment implementation commonly uses ETFs, mutual funds, and investment-grade fixed income, with custody via Schwab and institutional resources such as TD Ameritrade.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
STEVEN PAUL ABELS
Chief Compliance Officer, Managing Member, Managing Partner, Wealth Advisor
- CRD
- #4205168
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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Alaric Spencer
--
- CRD
- #8058109
Showing 1 of 2 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $107,292,807 | $259,161 |
| Non-Discretionary | $0 | -- |
| Total | $107,292,807 | $259,161 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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