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THE Herbst Group, LLC

THE Herbst Group, LLC. CRD 309319

THE Herbst Group, LLC logo

CRD: 309319

THE Herbst Group, LLC

$204.8M Total AUM
$204.8M Disc. AUM
-- 3Y CAGR
7 Employees
190 ADV. Clients
6 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
06-05-2020
Office Locations
3

Office Locations

-- NEW York NY
-- Westfort CT
-- Westport CT

About THE Herbst Group, LLC

The Herbst Group, LLC is a Connecticut-based RIA providing private wealth management and employer-sponsored retirement plan advisory. The team builds tailored portfolios and supports broader planning needs for individuals, families, and plan sponsors navigating fiduciary duties. Public filings indicate portfolios lean heavily on ETFs alongside municipal and U.S. government bonds; client assets are held with Fidelity/NFS.

Team overview

47 AVG AGE
$51.2M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
2.5 yrs AVG TENURE
7 Employees
4 Advisory Reps
4 RIA Reps
6yrs Firm Age

Insights

Available
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Available
Available
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Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

BRIAN GABBE HERBST

BRIAN GABBE HERBST

Chief Executive Officer, Chief Investment Officer

CRD
#5125974
Ownership
50% but less than 75%
Available
Available
Available
G

GABRIELLE ANN MAGDZIARZ

Chief Compliance Officer

CRD
#5832218
Ownership
Less than 5%
Available
Available
Available

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Contacts

O

OMEED ZARRIN

--

CRD
#6069219
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-11-2022
09-08-2023
11-07-2024
11-11-2025
06-24-2026
Category Assets AVG. Account size
Discretionary $204,750,725 $696,431
Non-Discretionary $0 --
Total $204,750,725 $696,431

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Municipal Bonds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
Available
Corporate - Non-Investment Grade:
Available
Derivatives:
Available
Public Funds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Municipal Bonds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Corporate - Non-Investment Grade Available Available
Derivatives Available Available
Public Funds Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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