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THE Kocen Financial Group, Inc.

THE Kocen Financial Group, Inc.. CRD 112129

THE Kocen Financial Group, Inc. logo

CRD: 112129

THE Kocen Financial Group, Inc.

$185.9M Total AUM
$185.9M Disc. AUM
8.9% 3Y CAGR
5 Employees
224 ADV. Clients
35 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · SEI
Clients
Retail and Institutional
Platforms
Available
Established Date
04-23-1991
Office Locations
1

Office Locations

35-900 BOB Hope Drive, Ste. 202 Rancho Mirage CA

About THE Kocen Financial Group, Inc.

The Kocen Financial Group is a Rancho Mirage, CA RIA providing comprehensive financial and wealth planning, including estate/tax planning and insurance coordination, alongside portfolio construction using public funds and ETFs. The team emphasizes values-based planning and keeps clients engaged through educational events and a monthly newsletter—useful touchpoints for product and service updates.

Team overview

62 AVG AGE
$37.2M AVG AUM / ADVISOR
$829.7K AVG AUM / CLIENT
13.1 yrs AVG TENURE
5 Employees
5 Advisory Reps
5 RIA Reps
35yrs Firm Age

Insights

Available
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Available
Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

BRYAN STUART KOCEN

BRYAN STUART KOCEN

President

CRD
#2119036
Ownership
Less than 5%
Available
Available
Available
David Tsikman

David Tsikman

Financial Advisor

CRD
#7419643
Ownership
Less than 5%
Available
Available
Available

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Contacts

P

PENNY JACQUELINE HOUSEMAN

Investment Advisor Representative

CRD
#5760422
Available
Available
Available
J

JOEL EVAN KOCEN

President

CRD
#1306954
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-08-2022
11-06-2023
12-17-2024
03-19-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $185,854,186 $240,432
Non-Discretionary $0 --
Total $185,854,186 $240,432

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Equity - OTC:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Equity - OTC Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

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