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THE Leonard Financial Group, LLC

THE Leonard Financial Group, LLC. CRD 123651

THE Leonard Financial Group, LLC logo

CRD: 123651

THE Leonard Financial Group, LLC

$47.8M Total AUM
$46.5M Disc. AUM
-- 3Y CAGR
2 Employees
76 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
01-29-2003
Office Locations
1

Office Locations

6820 Indiana Avenue Suite 230 Riverside CA

About THE Leonard Financial Group, LLC

The Leonard Financial Group, LLC is a Southern California financial planning and wealth management firm providing objective advice, investment management, and ongoing money management for individuals and entrepreneurs. The team builds diversified, policy-driven portfolios—primarily ETF-based—and supports clients with structured planning, income strategy, and regular reporting. Custodied with Charles Schwab.

Team overview

45 AVG AGE
$23.9M AVG AUM / ADVISOR
$629.2K AVG AUM / CLIENT
12.4 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
23yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

KARL LEONARD HICKS

KARL LEONARD HICKS

Chief Compliance Officer, Financial Planner

CRD
#4537240
Ownership
50% but less than 75%
Available
Available
Available
Micki Hicks

Micki Hicks

Investment Advisor Representative

CRD
#6609930
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-29-2011
05-15-2012
Category Assets AVG. Account size
Discretionary $46,525,287 $188,991
Non-Discretionary $1,294,941 $439,720
Total $47,820,228 $214,751

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Equity - OTC:
Available
Other:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Equity - OTC Available Available
Other Available Available
Total Available Available

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