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THE Lloyd Advisory Group

THE Lloyd Advisory Group. CRD 150582

THE Lloyd Advisory Group logo

CRD: 150582

THE Lloyd Advisory Group

$437.6M Total AUM
$437.6M Disc. AUM
14.5% 3Y CAGR
13 Employees
1,262 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
06-25-2009
Office Locations
1

Office Locations

3575 Lawrenceville Suwanee Road Suwanee GA

About THE Lloyd Advisory Group

The Lloyd Advisory Group is a Suwanee, GA-based wealth management and financial planning firm serving families across greater Atlanta. The team combines investment management with insurance guidance, with a focus on retirement planning, asset preservation, and tax and estate planning. Clients include retirees and entrepreneurs. Known for its four-step “Orchestrate Retirement Harmony” planning process; portfolios commonly use mutual funds and ETFs (Schwab/Fidelity custody).

Team overview

55 AVG AGE
$72.9M AVG AUM / ADVISOR
$346.8K AVG AUM / CLIENT
7.7 yrs AVG TENURE
13 Employees
6 Advisory Reps
6 RIA Reps
17yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

M

MARK ALAN LLOYD SR

Chief Executive Officer, Client Relations Manager

CRD
#3098561
Ownership
Less than 5%
Available
Available
Available
D

Dustin Meza

VP of Compliance

CRD
#4265066
Ownership
Less than 5%
Available
Available
Available

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Contacts

BRENT WILLIAM CAPEHART

BRENT WILLIAM CAPEHART

President | Investment Adviser Representative

CRD
#5781261
Available
Available
Available
S

Shaun Paul Duffy

Investment Advisor Representative

CRD
#7876886
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-17-2022
11-10-2023
04-25-2024
11-04-2025
03-25-2026
Category Assets AVG. Account size
Discretionary $437,641,211 $157,482
Non-Discretionary $0 --
Total $437,641,211 $157,482

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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