CRD: 109816
THE Mosaic Financial Group, LLC
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- Custodian
- Charles Schwab & Company · Pershing
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 11-17-2000
- Office Locations
- 4
Office Locations
About THE Mosaic Financial Group, LLC
The Mosaic Financial Group, LLC is a Chicago-based wealth manager providing integrated tax services, investment advisory, and estate/financial planning for business owners, corporate executives, and families. The team takes a “personal CFO” approach—coordinating across a client’s other advisors to align tax and investment decisions into one cohesive strategy. Custody includes Charles Schwab and Pershing.
Team overview
Insights
Asset Classes
Client Personas
Investment Themes
Investment Vehicles
Platform
Services
Owner & Executives
DERRICK J. ALLEN
Partner
- CRD
- #6931796
- Ownership
- 25% but less than 50%
TIMOTHY JOHN DEBRUYNE
Chief Compliance Officer, Partner
- CRD
- #4771785
- Ownership
- 25% but less than 50%
Showing 2 of 3 owners & executives
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JOSEPH G. HETLAND
Manager
- CRD
- #6334226
BREWSTER WADE LINDBLAD
Manager
- CRD
- #6186331
Showing 2 of 9 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $305,216,875 | $1,944,057 |
| Non-Discretionary | $643,505,000 | $1,465,843 |
| Total | $948,721,875 | $1,591,815 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| Private Funds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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