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THE Mustico Financial Group, Inc.

THE Mustico Financial Group, Inc.. CRD 125763

THE Mustico Financial Group, Inc. logo

CRD: 125763

THE Mustico Financial Group, Inc.

$316.5M Total AUM
$310.8M Disc. AUM
17.8% 3Y CAGR
4 Employees
460 ADV. Clients
19 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · TD Ameritrade
Clients
Retail and Institutional
Platforms
Available
Established Date
05-29-2007
Office Locations
1

Office Locations

221 West Church St. Elmira NY

About THE Mustico Financial Group, Inc.

The Mustico Financial Group is an Elmira, NY advisory firm providing personalized, comprehensive financial planning and investment management for families, coordinating strategies with clients’ CPAs and attorneys. The team emphasizes disciplined, hands-on guidance, using asset allocation with ETFs and mutual funds, and works with major custodians such as Schwab and Fidelity. The practice cites 50+ years of combined experience.

Team overview

-- AVG AGE
$79.1M AVG AUM / ADVISOR
$688.1K AVG AUM / CLIENT
3.8 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
19yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

M

MICHAEL WILLIAM MUSTICO

Chief Compliance Officer, Financial Advisor, President

CRD
#3182926
Ownership
75% or more
Available
Available
Available

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Contacts

D

DAMIEN ANDREW MUSTICO

--

CRD
#4858831
Available
Available
Available
E

Elizabeth Grace Mustico

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CRD
#8121679
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
01-10-2022
01-10-2023
01-05-2024
01-17-2025
01-20-2026
Category Assets AVG. Account size
Discretionary $310,795,000 $669,817
Non-Discretionary $5,715,000 $2,857,500
Total $316,510,000 $679,206

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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