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THE Perspective Group

THE Perspective Group. CRD 175294

THE Perspective Group logo

CRD: 175294

THE Perspective Group

$225.1M Total AUM
$225.1M Disc. AUM
12.1% 3Y CAGR
5 Employees
297 ADV. Clients
10 yrs Firm Age

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Firm Details

Custodian
Lincoln Financial ยท LPL Financial
Clients
Retail and Institutional
Platforms
Available
Established Date
11-13-2015
Office Locations
1

Office Locations

-- Lawrence KS

About THE Perspective Group

The Perspective Group is a Lawrence, KS advisory firm that pairs clients with a CERTIFIED FINANCIAL PLANNER4 professional for goal-based financial planning. The team provides investment advice alongside tax planning and preparation, with portfolio construction using public funds and ETFs and additional planning support such as estate and charitable strategies. Works across retail and institutional relationships and clears through platforms including LPL Financial.

Team overview

-- AVG AGE
$112.5M AVG AUM / ADVISOR
$757.8K AVG AUM / CLIENT
10.7 yrs AVG TENURE
5 Employees
2 Advisory Reps
2 RIA Reps
10yrs Firm Age

Insights

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Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

STEPHEN CHRISTOPHER LANE

STEPHEN CHRISTOPHER LANE

Chief Compliance Officer, President

CRD
#4826768
Ownership
75% or more
Available
Available
Available
GARRETT L HALTON

GARRETT L HALTON

Financial Planner

CRD
#6224158
Ownership
5% but less than 10%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-05-2022
07-13-2023
12-26-2024
10-31-2025
03-03-2026
Category Assets AVG. Account size
Discretionary $225,078,095 $406,278
Non-Discretionary $0 --
Total $225,078,095 $406,278

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Corporate - Investment Grade:
Available
U.S. Government/Agency:
Available
Corporate - Non-Investment Grade:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Corporate - Investment Grade Available Available
U.S. Government/Agency Available Available
Corporate - Non-Investment Grade Available Available
Municipal Bonds Available Available
Total Available Available

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