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THE Pinnacle Financial Group

THE Pinnacle Financial Group. CRD 164395

THE Pinnacle Financial Group logo

CRD: 164395

THE Pinnacle Financial Group

$1.4B Total AUM
$1.4B Disc. AUM
20.6% 3Y CAGR
54 Employees
3,208 ADV. Clients
13 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · LPL Financial · Pershing
Clients
Retail and Institutional
Platforms
Available
Established Date
11-09-2012
Office Locations
20

Office Locations

1 Huntington Quadrangle STE 3n10 Melville NY
10 East 39th ST 12fl STE 1219 NEW York NY
11 Stonehurst Lane DIX Hills NY

About THE Pinnacle Financial Group

The Pinnacle Financial Group is a New York-based wealth management and financial planning firm serving retail and institutional clients. The team helps clients navigate financial decisions, including portfolio construction, insurance, and charitable-giving strategies, with allocations that include mutual funds and ETFs. A differentiator for partners: an active giving-back program supporting charities such as Tunnel to Towers.

Team overview

52 AVG AGE
$25.6M AVG AUM / ADVISOR
$431.4K AVG AUM / CLIENT
4.6 yrs AVG TENURE
54 Employees
54 Advisory Reps
40 RIA Reps
13yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

JOSEPH DONALD ESPOSITO

JOSEPH DONALD ESPOSITO

Chief Compliance Officer, Owner, President

CRD
#3086217
Ownership
75% or more
Available
Available
Available

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Contacts

MICHAEL CHARLES ANIELLO

MICHAEL CHARLES ANIELLO

--

CRD
#2384901
Available
Available
Available
T

TIMOTHY MAHONEY ARCHARD

--

CRD
#6035492
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-25-2022
04-05-2023
03-28-2024
04-01-2025
03-30-2026
Category Assets AVG. Account size
Discretionary $1,383,850,000 $371,105
Non-Discretionary $0 --
Total $1,383,850,000 $371,105

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
Available
Private Funds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Private Funds Available Available
Total Available Available

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