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THE Putney Financial Group LLC

THE Putney Financial Group LLC. CRD 111639

THE Putney Financial Group LLC logo

CRD: 111639

THE Putney Financial Group LLC

$205.4M Total AUM
$202.1M Disc. AUM
-7.2% 3Y CAGR
8 Employees
215 ADV. Clients
29 yrs Firm Age

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Firm Details

Custodian
Jackson National Life · Nationwide · Pacific Life · Pershing · Prudential · Transamerica
Clients
Retail and Institutional
Platforms
Available
Established Date
07-08-1997
Office Locations
2

Office Locations

100 Smith Ranch Road Suite 110 SAN Rafael CA
-- Fairhope AL

About THE Putney Financial Group LLC

The Putney Financial Group is an independent RIA founded by Ray Lent providing holistic wealth management and personalized financial planning for individuals and families, often serving multiple generations. The firm builds and manages separate, customized portfolios aligned to each client’s goals and risk tolerance, with a meaningful ETF allocation. Brokerage services are through Arete Wealth Management and client assets are custodied at Pershing.

Team overview

53 AVG AGE
$51.4M AVG AUM / ADVISOR
$955.4K AVG AUM / CLIENT
4.6 yrs AVG TENURE
8 Employees
4 Advisory Reps
4 RIA Reps
29yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

RAYMOND LAWRENCE LENT

RAYMOND LAWRENCE LENT

Advisor, Chief Compliance Officer, FOUNDER, Managing Member

CRD
#817645
Ownership
75% or more
Available
Available
Available

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Contacts

TERRY LEE ALLEN

TERRY LEE ALLEN

Director

CRD
#1477937
Available
Available
Available
ECHO CHIAPING CHIEN

ECHO CHIAPING CHIEN

--

CRD
#2750051
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-22-2022
10-25-2023
08-23-2024
05-05-2025
06-26-2026
Category Assets AVG. Account size
Discretionary $202,054,455 $254,798
Non-Discretionary $3,354,731 $21,643
Total $205,409,186 $216,676

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Equity - OTC:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Equity - OTC Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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