T
$31.3M Total AUM
$29.9M Disc. AUM
-- 3Y CAGR
1 Employees
80 ADV. Clients
5 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 09-09-2020
- Office Locations
- 1
Office Locations
-- LOS Altos Hills CA
About THE Raffin Group LLC
THE Raffin Group LLC is a LOS Altos Hills-based RIA. The firm has been operating for 5 years. Managing $31.3M in total assets under management, with 1 advisory representatives. They custody assets with Charles Schwab & Company.
Team overview
31 AVG AGE
$31.3M AVG AUM / ADVISOR
$391.7K AVG AUM / CLIENT
5.8 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
5yrs Firm Age
Insights
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Owner & Executives
N
NICHOLAS ETHAN RAFFIN
Advisor, Chief Compliance Officer, Managing Member
- CRD
- #6430877
- Ownership
- 75% or more
Available
Available
Available
THOMAS ALFRED RAFFIN
General Partner, Limited Partner, VENTURE PARTNER
- CRD
- --
- Ownership
- 5% but less than 10%
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $29,888,695 | -- |
| Non-Discretionary | $1,447,212 | -- |
| Total | $31,335,907 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Public Funds:
Available Cash:
Available Equity - Exchange:
Available U.S. Government/Agency:
Available Private Funds:
Available Corporate - Investment Grade:
Available Municipal Bonds:
Available Other:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Cash | Available | Available |
| Equity - Exchange | Available | Available |
| U.S. Government/Agency | Available | Available |
| Private Funds | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Municipal Bonds | Available | Available |
| Other | Available | Available |
| Total | Available | Available |
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