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THE Retirement Planning Company OF NEW England, Inc.

THE Retirement Planning Company OF NEW England, Inc.. CRD 108705

THE Retirement Planning Company OF NEW England, Inc. logo

CRD: 108705

THE Retirement Planning Company OF NEW England, Inc.

$394.4M Total AUM
$371.0M Disc. AUM
20.6% 3Y CAGR
4 Employees
566 ADV. Clients
29 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
10-28-1996
Office Locations
2

Office Locations

1 Richmond Square Providence RI
1287 Post Road Warwick RI

About THE Retirement Planning Company OF NEW England, Inc.

The Retirement Planning Company of New England is an independent RI-based advisory firm focused on retirement planning and wealth preservation, including financial and estate planning, insurance, and portfolio construction/asset management. Portfolios lean heavily on ETFs alongside fixed income, with custody at Charles Schwab. Serves retail and institutional clients.

Team overview

60 AVG AGE
$131.5M AVG AUM / ADVISOR
$696.8K AVG AUM / CLIENT
22.8 yrs AVG TENURE
4 Employees
3 Advisory Reps
3 RIA Reps
29yrs Firm Age

Insights

Available
Available
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Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

D

DAVID WILLIAM ALLAIRE

Chief Financial Officer, President, VICE PRESIDENT

CRD
#1906408
Ownership
75% or more
Available
Available
Available
S

SOTIRIOS MIKE PAPPAS

Chief Compliance Officer, Chief Executive Officer, President

CRD
#3203303
Ownership
Less than 5%
Available
Available
Available

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Contacts

S

SCOTT BRUCE SEIDMAN

Investment Advisor

CRD
#1247353
Available
Available
Available
E

EDWARD VIAR

CPA, Partner

CRD
#4575998
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-22-2022
03-21-2023
05-14-2024
03-28-2025
03-13-2026
Category Assets AVG. Account size
Discretionary $370,968,308 $290,956
Non-Discretionary $23,430,317 $633,252
Total $394,398,625 $300,609

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Equity - OTC:
Available
Corporate - Investment Grade:
Available
Cash:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Equity - OTC Available Available
Corporate - Investment Grade Available Available
Cash Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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