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THE Retirement Solution LLC

THE Retirement Solution LLC. CRD 148106

THE Retirement Solution LLC logo

CRD: 148106

THE Retirement Solution LLC

$699.4M Total AUM
$449.2M Disc. AUM
18.5% 3Y CAGR
35 Employees
932 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
10-15-2008
Office Locations
4

Office Locations

1110 N Center Parkway Suite A2 Kennewick WA
1600 Bothell Everett Highway Suite 111 Mill Creek WA
1600 Continental Place Suite 105 Mt. Vernon WA

About THE Retirement Solution LLC

The Retirement Solution is a fiduciary RIA (founded 2007) focused on retirees and pre-retirees, providing retirement-oriented financial planning and asset management, including tax and estate planning plus insurance/annuity guidance. Portfolios emphasize asset allocation using vehicles such as ETFs and mutual funds across fixed income and real estate. A differentiator is its Retirement University virtual courses and free workshops; the firm reports using Orion and Fidelity/NFS.

Team overview

36 AVG AGE
$46.6M AVG AUM / ADVISOR
$750.5K AVG AUM / CLIENT
5.1 yrs AVG TENURE
35 Employees
15 Advisory Reps
15 RIA Reps
17yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

JAMES LEROY BLACK

JAMES LEROY BLACK

Chief Executive Officer, FINANCIAL PLANNER

CRD
#2156347
Ownership
Less than 5%
Available
Available
Available
THOMAS ALAN BLACK

THOMAS ALAN BLACK

Financial Planner, President

CRD
#2450163
Ownership
Less than 5%
Available
Available
Available

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Contacts

Jared Thomas Black

Jared Thomas Black

Associate

CRD
#7534880
Available
Available
Available
HEATHER M CARLSON

HEATHER M CARLSON

Associate Planner

CRD
#4359310
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-19-2022
12-11-2023
11-05-2024
03-28-2025
05-15-2026
Category Assets AVG. Account size
Discretionary $449,167,701 $225,939
Non-Discretionary $250,260,843 $212,807
Total $699,428,544 $221,058

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Equity - Exchange:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Equity - Exchange Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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