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THE Strategic Financial Alliance, Inc.

THE Strategic Financial Alliance, Inc.. CRD 126514

THE Strategic Financial Alliance, Inc. logo

CRD: 126514

THE Strategic Financial Alliance, Inc.

$382.0M Total AUM
$27.0M Disc. AUM
-0.2% 3Y CAGR
56 Employees
1,493 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Pershing
Clients
Retail and Institutional
Platforms
Available
Established Date
07-18-2003
Office Locations
53

Office Locations

1000 S. Eliseo Drive Suite 200 Greenbrae CA
10300 Eaton Place Suite 470 Fairfax VA
107 Weatherstone Drive Suite 520 Woodstock GA

About THE Strategic Financial Alliance, Inc.

The Strategic Financial Alliance (SFA) is a 2003-founded community for independent financial advisors, offering flexible affiliation options plus practice-growth support and access to a broad menu of financial solutions. It supports planning and wealth management—including portfolio construction, asset allocation, and tax/estate and insurance planning—with an ETF-heavy investment mix. Custody includes Pershing, and many founding members remain active.

Team overview

52 AVG AGE
$9.3M AVG AUM / ADVISOR
$255.9K AVG AUM / CLIENT
10.7 yrs AVG TENURE
56 Employees
41 Advisory Reps
55 RIA Reps
23yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

Joseph Killingsworth Copeland

Joseph Killingsworth Copeland

Vice President

CRD
#6847982
Ownership
Less than 5%
Available
Available
Available
A

ARTHUR BERTRAM GOLDSMITH

Senior Vice President, Vice President

CRD
#706059
Ownership
Less than 5%
Available
Available
Available

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Contacts

REBECCA ROSEANNE ABEL

REBECCA ROSEANNE ABEL

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CRD
#4216990
Available
Available
Available
CAROLINE Madolyn AINSWORTH

CAROLINE Madolyn AINSWORTH

Financial Advisor

CRD
#7405851
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-31-2022
03-31-2023
05-21-2024
03-31-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $26,952,731 $259,161
Non-Discretionary $355,081,289 $386,799
Total $382,034,020 $373,810

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Equity - OTC:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Equity - OTC Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
Total Available Available

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