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Thielen Capital Corporation

Thielen Capital Corporation. CRD 169139

Thielen Capital Corporation logo

CRD: 169139

Thielen Capital Corporation

$126.0M Total AUM
$126.0M Disc. AUM
-- 3Y CAGR
1 Employees
82 ADV. Clients
12 yrs Firm Age

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Firm Details

Custodian
Ascensus · Charles Schwab & Company · Fidelity/NFS
Clients
Retail
Platforms
Available
Established Date
02-05-2014
Office Locations
1

Office Locations

999 Corporate Drive Suite 100 Ladera Ranch CA

About Thielen Capital Corporation

Thielen Capital is a fiduciary RIA compensated only by client-negotiated fees, serving individuals and business owners/entrepreneurs with financial planning and portfolio construction (including retirement and tax planning). The firm uses research-driven asset allocation and portfolio implementation, typically with mutual funds and ETFs while accommodating client demand for active managers. Clients get on-demand and quarterly performance reporting; custody includes Schwab and Fidelity.

Team overview

48 AVG AGE
$126.0M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
12.5 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
12yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

ARTHUR JOHN THIELEN IV

ARTHUR JOHN THIELEN IV

Chief Compliance Officer, President

CRD
#4525121
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-25-2025
03-24-2026
Category Assets AVG. Account size
Discretionary $126,020,017 $552,719
Non-Discretionary $0 --
Total $126,020,017 $552,719

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

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