$19.1M Total AUM
$19.1M Disc. AUM
-- 3Y CAGR
1 Employees
9 ADV. Clients
23 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available
- Established Date
- 02-26-2003
- Office Locations
- 1
Office Locations
-- Land O' Lakes WI
About Thomas Financial Planning, LLC
Thomas Financial provides sophisticated life insurance and wealth management for high net worth individuals and families, as well as high-growth companies, and supports corporate retirement planning (401(k)) and employee benefits. Investment work emphasizes capital investment choices, tax-efficient strategies, and legacy planning. The firm is a member of M Financial Group’s network of 130+ independent firms.
Team overview
-- AVG AGE
$19.1M AVG AUM / ADVISOR
$2.1M AVG AUM / CLIENT
20.3 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
23yrs Firm Age
Insights
Available
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Available
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Asset Classes
Available
Client Personas
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
J
JAMES NEIL THOMAS
Financial Services Professional, President
- CRD
- #4627999
- Ownership
- 75% or more
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $19,116,828 | -- |
| Non-Discretionary | $0 | -- |
| Total | $19,116,828 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Cash:
Available U.S. Government/Agency:
Available Corporate - Investment Grade:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
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