T
CRD: 47893
Thoroughbred Financial Services, LLC
Brentwood, TN, 37027
6153710001
$4.0B Total AUM
$3.6B Disc. AUM
18.3% 3Y CAGR
31 Employees
3,567 ADV. Clients
26 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Fidelity/NFS · Jackson National Life
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 06-01-1999
- Office Locations
- 4
Office Locations
12740 Kingston Pike Suite 207 Knoxville TN
1517 Hatcher Lane Columbia TN
5110 Maryland WAY, Suite 300 Brentwood TN
About Thoroughbred Financial Services, LLC
Thoroughbred Financial Services, LLC is a Brentwood-based RIA with 4 offices. The firm has been operating for 26 years. Managing $4.0B in total assets under management, with 31 advisory representatives. They custody assets with Charles Schwab & Company and Fidelity/NFS. Services offered include Asset Management, Charitable Giving, Financial Planning.
Team overview
44 AVG AGE
$130.3M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
17 yrs AVG TENURE
31 Employees
31 Advisory Reps
31 RIA Reps
26yrs Firm Age
Insights
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See the complete signal summary connected to atlas.
Asset Classes
Focus Meridian Alpha Frontier fusion
Investment Themes
Frontier value Delta peak Ember matrix
Investment Vehicles
Glacier
Platform
Delta
Services
Radial Radial North Summit capital North optima North
Owner & Executives
JOHN SEXTON ATKINS
Investment Advisor Representative, Partner
- CRD
- #709695
- Ownership
- 5% but less than 10%
(276) 899-1949
frontier.harbor@valuecapital.com
in linkedin.com/in/unison-momentum
L
LAWRENCE RANDALL HARTLEY
Senior Vice President
- CRD
- #1235172
- Ownership
- 5% but less than 10%
(559) 449-6181
horizon.radial@atlascapital.com
in linkedin.com/in/north-harbor
P
Prime legacy
Focus optima
- CRD
- #13340
- Ownership
- 32.4%
(507) 506-7226
zenith.matrix@meridiancapital.com
in linkedin.com/in/vital-horizon
Showing 2 of 8 owners & executives
Unlock allContacts
M
MICHAEL FRANCIS ALLAN
--
- CRD
- #3051
(989) 216-3592
timber.vector@ridgecapital.com
in linkedin.com/in/optima-quantum
D
DANIEL SHANE CARNINE
--
- CRD
- #5938067
(693) 550-3645
beacon.element@northcapital.com
in linkedin.com/in/capital-oak
F
Fusion north
Vertex optima legacy
- CRD
- #74093
(207) 968-1650
zenith.frontier@matrixcapital.com
in linkedin.com/in/glacier-north
Showing 2 of 45 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $3,618,113,013 | $589,846 |
| Non-Discretionary | $421,005,819 | $382,038 |
| Total | $4,039,118,832 | $558,198 |
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Separately Managed Accounts
Total SMA Asset: $4,039,118,832
Public Funds:
20.7% Equity - OTC:
9.1% Equity - Exchange:
6.8% Cash:
21.3% Derivatives:
19.4% Private Funds:
6.7% U.S. Government/Agency:
16.0% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $690,554,199 | 20.7% |
| Equity - OTC | $303,576,967 | 9.1% |
| Equity - Exchange | $226,848,722 | 6.8% |
| Cash | $710,570,262 | 21.3% |
| Derivatives | $647,186,061 | 19.4% |
| Private Funds | $223,512,712 | 6.7% |
| U.S. Government/Agency | $533,761,699 | 16.0% |
| Total | $3,336,010,622 | 100.0% |
13F Holdings | Q4 2025
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| FRONTIER PATHWAY HARBOR | PEAK PIONEER | RVIFXLMBX | BOYEW | 5.23% | $43,185,266 |
| UNISON EAGLE | RIDGE PEAK | PTUVXPXW3 | RAW | 2.46% | $34,798,061 |
| ZENITH DELTA ELEMENT | OAK BEACON | GHNIJD72P | JDHJ | 11.05% | $86,251,033 |
| SIGNAL PATHWAY | ALPHA EMBER | 1NPI1IPDD | AFOC | 11.06% | $61,948,261 |
| FRONTIER FRONTIER | NORTH PEAK | OAA3R9YG1 | GDBCA | 4.02% | $95,870,828 |
| LEGACY HORIZON | GLACIER FUSION | 5QWTGN667 | ZKFY | 11.98% | $13,238,809 |
| VITAL ALPHA EAGLE | SIGNAL INSIGHT | RYH661RCA | KRMD | 4.77% | $86,547,742 |
| SIGNAL QUANTUM | ELEMENT SIGNAL | KG3JI8R0V | ZZHOZ | 2.69% | $49,925,289 |