CRD: 47893
Thoroughbred Financial Services, LLC
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- Custodian
- Charles Schwab & Company · Fidelity/NFS · Jackson National Life
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 06-01-1999
- Office Locations
- 4
Office Locations
About Thoroughbred Financial Services, LLC
Thoroughbred Financial Services, LLC is a Brentwood-based RIA with 4 offices. The firm has been operating for 27 years. Managing $4.0B in total assets under management, with 31 advisory representatives. They custody assets with Charles Schwab & Company and Fidelity/NFS.
Reported data analysis
What the numbers show
Between March 31, 2025 and March 31, 2026, reported AUM increased 18.5%, from $3.4B to $4.0B.
Across 5 reported observations, AUM increased 38.0% between March 30, 2022 and March 31, 2026, from $2.9B to $4.0B.
Of the latest reported AUM, 89.6% is discretionary and 10.4% is non-discretionary.
The firm reports 31 advisory representatives and 3,567 clients, or 115.1 clients per representative. That equates to $1.1M in reported AUM per client.
The profile lists 4 reported office locations and 27 years in operation. The source data was last updated on March 31, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Investment Themes
- Investment Vehicles
- Platform
- Services
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The full Thoroughbred Financial Services, LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
JOHN SEXTON ATKINS
Investment Advisor Representative, Partner
- CRD
- #709695
- Ownership
- 5% but less than 10%
LAWRENCE RANDALL HARTLEY
Senior Vice President
- CRD
- #1235172
- Ownership
- 5% but less than 10%
Showing 2 of 8 owners & executives
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MICHAEL FRANCIS ALLAN
Financial Planner
- CRD
- #3051
Jessica Marie Barnes
--
- CRD
- #6647295
Showing 2 of 44 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $3,618,113,013 | $589,846 |
| Non-Discretionary | $421,005,819 | $382,038 |
| Total | $4,039,118,832 | $558,198 |
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Separately Managed Accounts
SMA allocation detail is available
Thoroughbred Financial Services, LLC has reported separately managed account data across 7 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Thoroughbred Financial Services, LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.