$30.6M Total AUM
$25.7M Disc. AUM
-- 3Y CAGR
1 Employees
12 ADV. Clients
4 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available
- Established Date
- 07-30-2021
- Office Locations
- 1
Office Locations
-- Ignacio CO
About Three Waters Financial
Three Waters Financial, LLC is an independent RIA offering tax preparation alongside tax-efficient portfolio management, retirement planning, and estate planning. The firm specializes in the tax implications of investing, accumulation, and distribution. Portfolios primarily use ETFs and investment-grade corporate bonds, with custody at Charles Schwab.
Team overview
-- AVG AGE
$30.6M AVG AUM / ADVISOR
$2.5M AVG AUM / CLIENT
5 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
4yrs Firm Age
Insights
Available
Available
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Available
Available
Available
Available
Asset Classes
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
R
Rolfe Warfield Spiegel
Broker, Chief Compliance Officer, Managing Member, Owner
- CRD
- #7365302
- Ownership
- 75% or more
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $25,745,009 | -- |
| Non-Discretionary | $4,825,638 | -- |
| Total | $30,570,647 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Corporate - Investment Grade:
Available Cash:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
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