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Tower View Wealth Management LLC

Tower View Wealth Management LLC. CRD 108739

T

CRD: 108739

Tower View Wealth Management LLC

$317.9M Total AUM
$317.9M Disc. AUM
-- 3Y CAGR
6 Employees
209 ADV. Clients
25 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
10-17-2000
Office Locations
3

Office Locations

146 Algoma Blvd Suite E Oshkosh WI
-- FOX Point WI
-- Shorewood WI

About Tower View Wealth Management LLC

Tower View Wealth Management is a fee-only fiduciary RIA providing customized portfolio management and ongoing financial planning for investors at any stage, including multigenerational families. Founded in 1999 by Raman J. Ghei, CFA (CIO), the firm emphasizes stock research and disciplined portfolio construction, with portfolios largely implemented using ETFs. No account minimum; offers complimentary portfolio reviews/second opinions.

Team overview

26 AVG AGE
$79.5M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
6.5 yrs AVG TENURE
6 Employees
4 Advisory Reps
4 RIA Reps
25yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

R

RAMAN JOHN GHEI

Advisor, Chief Compliance Officer, Chief Investment Officer, FOUNDER

CRD
#1530677
Ownership
50% but less than 75%
Available
Available
Available
P

PAUL ALEXANDER CLOAK

--

CRD
--
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

E

Emily A Cuadra

--

CRD
#7079622
Available
Available
Available
M

Mariah Lee Magana Mayorga

--

CRD
#7886239
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-24-2022
06-15-2023
12-06-2024
12-02-2025
03-30-2026
Category Assets AVG. Account size
Discretionary $317,944,313 $1,521,265
Non-Discretionary $0 --
Total $317,944,313 $1,521,265

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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