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Tradewinds, LLC

Tradewinds, LLC. CRD 316415

Tradewinds, LLC logo

CRD: 316415

Tradewinds, LLC

$659.4M Total AUM
$659.4M Disc. AUM
-- 3Y CAGR
12 Employees
505 ADV. Clients
4 yrs Firm Age

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Firm Details

Custodian
First Clearing · Trade-PMR · US Bank · Wells Fargo
Clients
Retail and Institutional
Platforms
Available
Established Date
10-01-2021
Office Locations
1

Office Locations

4600 Marriott Dr. Suite 200 Raleigh NC

About Tradewinds, LLC

Tradewinds, LLC is a Raleigh, NC advisory firm providing financial planning and investment management, pairing goal-based advice with personalized financial education and a customized support team. The firm works with clients across life stages—from first major purchases to retirement—and primarily implements portfolios through ETFs, complemented by fixed income where appropriate, serving both retail and institutional relationships.

Team overview

41 AVG AGE
$73.3M AVG AUM / ADVISOR
$1.3M AVG AUM / CLIENT
3.3 yrs AVG TENURE
12 Employees
9 Advisory Reps
10 RIA Reps
4yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

Ian Disbrow Meiksins

Ian Disbrow Meiksins

Chief Compliance Officer

CRD
--
Ownership
Less than 5%
Available
Available
Available
TIMOTHY M. WHITNEY

TIMOTHY M. WHITNEY

Chief Executive Officer

CRD
#4560097
Ownership
Less than 5%
Available
Available
Available

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Contacts

MARTIN MCCONNICO BONEY

MARTIN MCCONNICO BONEY

Financial Advisor

CRD
#2214276
Available
Available
Available
JAMES EDWARD BOWIE

JAMES EDWARD BOWIE

Paraplanner

CRD
#7648744
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-04-2022
11-08-2023
04-30-2024
10-24-2025
03-13-2026
Category Assets AVG. Account size
Discretionary $659,399,150 $394,377
Non-Discretionary $0 --
Total $659,399,150 $394,377

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Municipal Bonds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
Available
Other:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Municipal Bonds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Other Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
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Available Available Available Available Available Available

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