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Treetop Wealth Management, LLC

Treetop Wealth Management, LLC. CRD 155013

Treetop Wealth Management, LLC logo

CRD: 155013

Treetop Wealth Management, LLC

$210.0M Total AUM
$210.0M Disc. AUM
14.9% 3Y CAGR
3 Employees
105 ADV. Clients
15 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail
Platforms
--
Established Date
10-13-2010
Office Locations
1

Office Locations

ONE Northfield Plaza Suite 106 Northfield IL

About Treetop Wealth Management, LLC

TreeTop Wealth Management is a Northfield, IL registered investment advisor providing fiduciary financial planning and discretionary asset management for individuals and institutions. The firm builds customized portfolios using analytically derived, personalized solutions, with an ETF-centric allocation complemented by fixed income. Based in the Chicago area and serving clients nationwide; custody reported with Fidelity/NFS.

Team overview

48 AVG AGE
$70.0M AVG AUM / ADVISOR
$2.0M AVG AUM / CLIENT
15.8 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
15yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

P

PATRICK RYAN NORD

Account Manager, Managing Member

CRD
#2887913
Ownership
25% but less than 50%
Available
Available
Available
DAVID JOHN PEDLEY

DAVID JOHN PEDLEY

Managing Principal

CRD
#3068557
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-16-2022
01-17-2023
01-11-2024
01-08-2025
01-13-2026
Category Assets AVG. Account size
Discretionary $210,000,000 $600,000
Non-Discretionary $0 --
Total $210,000,000 $600,000

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Corporate - Investment Grade:
Available
U.S. Government/Agency:
Available
Cash:
Available
Corporate - Non-Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Corporate - Investment Grade Available Available
U.S. Government/Agency Available Available
Cash Available Available
Corporate - Non-Investment Grade Available Available
Total Available Available

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