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Tricord Advisors, Inc.

Tricord Advisors, Inc.. CRD 155749

Tricord Advisors, Inc. logo

CRD: 155749

Tricord Advisors, Inc.

$431.5M Total AUM
$431.5M Disc. AUM
37.6% 3Y CAGR
5 Employees
552 ADV. Clients
15 yrs Firm Age

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Firm Details

Custodian
Assetmark · Charles Schwab & Company · Nationwide
Clients
Retail and Institutional
Platforms
Available
Established Date
03-09-2011
Office Locations
1

Office Locations

6772 Magnolia Ave. Riverside CA

About Tricord Advisors, Inc.

TriCord Advisors is a Riverside, CA fiduciary, fee-based RIA providing holistic financial planning and investment management, with specialized support for retirement wealth management and planning for widows and survivors. The team includes five CFP professionals and a dedicated client services group. Portfolios are predominantly ETF-based, and the firm discloses that commissions are rare (under 0.6% of revenue); custody includes Charles Schwab.

Team overview

47 AVG AGE
$86.3M AVG AUM / ADVISOR
$781.8K AVG AUM / CLIENT
8.7 yrs AVG TENURE
5 Employees
5 Advisory Reps
5 RIA Reps
15yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

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Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

L

LAURA ELIZABETH BARKLEY

President

CRD
#4979964
Ownership
50% but less than 75%
Available
Available
Available
Jeremiah J Lee

Jeremiah J Lee

Chief Executive Officer, Principal

CRD
#7271911
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

L

Lesley Garduno Hernandez

--

CRD
#8052870
Available
Available
Available
J

JOSEPH FRANCIS LYONS JR

Chief Investment Officer

CRD
#5256117
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-31-2022
03-31-2023
03-28-2024
04-01-2025
03-30-2026
Category Assets AVG. Account size
Discretionary $431,532,037 $313,386
Non-Discretionary $0 --
Total $431,532,037 $313,386

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
U.S. Government/Agency:
Available
Cash:
Available
Other:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
U.S. Government/Agency Available Available
Cash Available Available
Other Available Available
Total Available Available

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