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- Custodian
- Fidelity/NFS · LPL Financial
- Clients
- Retail
- Platforms
- Available
- Established Date
- 02-15-2018
- Office Locations
- 1
Office Locations
About Trott Brook Financial
Trott Brook Financial is a Minnesota-based RIA providing financial planning and discretionary portfolio management, with tax planning, estate planning, charitable giving, and insurance guidance. The firm focuses on retirees and entrepreneurs and builds diversified allocations using vehicles such as mutual funds, ETFs, and annuities with an emphasis on risk management. It publishes ongoing “UNCUT Outdoors” market and retirement video updates for clients and prospects.
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Owner & Executives
JAMES WARREN STEFFEN
Chief Compliance Officer, Chief Executive Officer, Founder
- CRD
- #2342473
- Ownership
- 75% or more
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $120,465,881 | $309,681 |
| Non-Discretionary | $0 | -- |
| Total | $120,465,881 | $309,681 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Total | Available | Available |
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