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- Custodian
- American Funds · Charles Schwab & Company · SEI
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 07-03-2019
- Office Locations
- 4
Office Locations
About Turning Point Financial
Turning Point Financial is a Frederick, MD-based planning-led RIA helping individuals, families, and business owners build confidence through its COMPASS financial planning process, paired with ongoing investment management and coordinated insurance, tax, and accounting support. The firm has been recognized locally as a Best Financial Planning Company and Best Tax & Accounting Practice over the past five years, with client assets custodied at Charles Schwab.
Team overview
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Client Personas
CRM
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Investment Themes
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Owner & Executives
Mary Kathleen Troxell
Chief Executive Officer, President
- CRD
- #1850750
- Ownership
- 75% or more
DANE LEIGH GROUELL
Chief Compliance Officer
- CRD
- #2906427
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
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Brennan Ambrose Gmeiner
Vice President & Sr. Financial Advisor
- CRD
- #6389785
JAMES DANIEL GOOD
Chief Investment Officer
- CRD
- #2466989
Showing 2 of 15 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $339,382,378 | $188,128 |
| Non-Discretionary | $0 | -- |
| Total | $339,382,378 | $188,128 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Cash | Available | Available |
| Other | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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