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- Custodian
- Charles Schwab & Company · Fidelity/NFS · RBC
- Clients
- Retail
- Platforms
- Available
- Established Date
- 08-17-2001
- Office Locations
- 3
Office Locations
About Union Capital Company
Union Capital Company is a full-service independent broker-dealer and RIA providing investment management and financial planning for private investors, corporations, and institutions. It supports advisors running brokerage, fee-based advisory, and hybrid/dual-registration models with compliance-focused staff, a la carte tech (account aggregation, advanced reporting, paperless workflow), and hands-on transition support from registration to client paperwork. Nearly 25 years in business with zero regulatory disclosures.
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Owner & Executives
FRANCISCO B ALMADA
Chief Compliance Officer, DIRECTOR, Finop, Managing Member, President, Secretary
- CRD
- #1575694
- Ownership
- Less than 5%
JOSEPH FRANCIS BODKIN
Associate, DIRECTOR
- CRD
- #24606
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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Samuel David Almada
--
- CRD
- #7395719
KEVIN MICHAEL BROWN
Associate
- CRD
- #1240188
Showing 2 of 12 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $3,000,000 | $214,286 |
| Non-Discretionary | $147,000,000 | $367,500 |
| Total | $150,000,000 | $362,319 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Other | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Corporate - Non-Investment Grade | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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