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Unity Wealth Strategies

Unity Wealth Strategies. CRD 332777

Unity Wealth Strategies logo

CRD: 332777

Unity Wealth Strategies

$8.5M Total AUM
$8.5M Disc. AUM
-- 3Y CAGR
2 Employees
95 ADV. Clients
1 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
08-15-2024
Office Locations
2

Office Locations

2301 E Pikes Peak AVE Colorado Springs CO
-- Farragut TN

About Unity Wealth Strategies

Unity Wealth Strategies is a fee-only, fiduciary financial planning and investment management firm based in Colorado Springs. The team works with entrepreneurs, hardworking families, and select businesses/nonprofits, providing ongoing and project-based planning plus asset management. It supports clients via a dedicated client portal and RightCapital; custody includes Charles Schwab. Registered in Colorado and Ohio.

Team overview

-- AVG AGE
$4.2M AVG AUM / ADVISOR
$89.4K AVG AUM / CLIENT
1.3 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
1yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

S

Shari Rene Carlson

Chief Compliance Officer, Chief Executive Officer, Financial Advisor, General Partner

CRD
#7079009
Ownership
75% or more
Available
Available
Available

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Contacts

Karl Douglas Hering

Karl Douglas Hering

CRPC®

CRD
#7376500
Available
Available
Available
R

REBECCA L MILLER

Investment Advisor

CRD
#6556936
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $8,493,657 --
Non-Discretionary $0 --
Total $8,493,657 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Private Funds:
Available
Cash:
Available
Public Funds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Private Funds Available Available
Cash Available Available
Public Funds Available Available
Total Available Available

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