CRD: 333585
Universal Wealth Management LLC
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available
- Established Date
- 09-01-2024
- Office Locations
- 3
Office Locations
About Universal Wealth Management LLC
Universal Wealth Management is a nationwide advisory firm providing personalized wealth management and comprehensive financial planning for individuals and families, with focus on retirement planning, investments/portfolio construction, and tax strategies. The team includes financial advisors and an in-house Wealth Attorney, and securities are offered through Charles Schwab (FINRA/SIPC) as an independent, unaffiliated firm.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
WILLIAM CHAD MITTON
Managing Member, Owner
- CRD
- #4187917
- Ownership
- 25% but less than 50%
Brian Charles Smalley
Chief Compliance Officer, Owner, Portfolio Manager
- CRD
- #5575649
- Ownership
- 25% but less than 50%
Showing 2 of 4 owners & executives
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Reed Austin
--
- CRD
- #6680147
ANNA M BARONE
--
- CRD
- #6735787
Showing 2 of 8 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $28,000,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $28,000,000 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Municipal Bonds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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