CRD: 297121
University Financial Strategies, Llc.
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- Custodian
- Altruist · Charles Schwab & Company · Truist Bank
- Clients
- Retail
- Platforms
- --
- Established Date
- 07-23-2018
- Office Locations
- 1
Office Locations
About University Financial Strategies, Llc.
University Financial Strategies is a Raleigh-based, fee-only CFP4 firm delivering virtual-first wealth management that integrates investment management, cash-flow planning, and proactive tax planning (including regular tax-return reviews) with guided estate planning. The firm builds comfort-level, tax-efficient portfolios4often ETF-based4coordinated across accounts, and can directly manage held-away 401(k) plans without moving assets to keep a cohesive strategy.
Team overview
Insights
Asset Classes
Investment Themes
Investment Vehicles
Platform
Services
Owner & Executives
MARK SEAN KELLY
Advisor, CERTIFIED FINANCIAL PLANNER, Chief Compliance Officer
- CRD
- #2287975
- Ownership
- 75% or more
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $15,198,131 | -- |
| Non-Discretionary | $0 | -- |
| Total | $15,198,131 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Equity - OTC | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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