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UP Capital Management, Inc.

UP Capital Management, Inc.. CRD 164692

UP Capital Management, Inc. logo

CRD: 164692

UP Capital Management, Inc.

$212.6M Total AUM
$160.5M Disc. AUM
4.1% 3Y CAGR
4 Employees
167 ADV. Clients
13 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · LPL Financial
Clients
Retail and Institutional
Platforms
Available
Established Date
10-02-2012
Office Locations
2

Office Locations

341 Lincoln Street Roseville CA
-- Bulverde TX

About UP Capital Management, Inc.

Up Capital Management is an investment adviser providing financial planning and portfolio management for individual investors and business owners/entrepreneurs, with capabilities spanning retirement, tax and estate planning, insurance, and portfolio construction. Portfolios are largely implemented using public funds and ETFs, with custody relationships that include Charles Schwab. The firm publishes a weekly “UPdate” with market and economic insights.

Team overview

58 AVG AGE
$106.3M AVG AUM / ADVISOR
$1.3M AVG AUM / CLIENT
12.5 yrs AVG TENURE
4 Employees
2 Advisory Reps
2 RIA Reps
13yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
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Accredited Investors

Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

ANTON JAMES BAYER

ANTON JAMES BAYER

Chairman, Chief Compliance Officer, Chief Financial Officer, Chief Investment Officer

CRD
#1043657
Ownership
75% or more
Available
Available
Available
N

NYLE BRONSON BAYER

Chief Executive Officer, Wealth Manager

CRD
#5790764
Ownership
Less than 5%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-18-2022
05-24-2023
06-17-2024
02-25-2025
05-08-2026
Category Assets AVG. Account size
Discretionary $160,526,988 $390,577
Non-Discretionary $52,037,394 $5,781,933
Total $212,564,382 $506,106

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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