CRD: 150996
UP North Financial, LLC
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- Custodian
- Fidelity/NFS ยท State Street
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 09-14-2010
- Office Locations
- 1
Office Locations
About UP North Financial, LLC
Up North Financial is a registered investment adviser providing personalized financial planning and portfolio management. The firm works with individuals and entrepreneurs on asset allocation, portfolio construction, and planning needs such as estate and business succession, and can coordinate insurance solutions. Portfolios may use mutual funds and ETFs, including socially responsible options. Custody is through Fidelity/NFS.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Owner & Executives
MARK DONALD HERMAN
Chief Compliance Officer, Investment Advisor, Managing Member
- CRD
- #2190754
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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WILLIAM FRANCIS FLYNN
Financial Advisor, General Partner
- CRD
- #802730
Showing 1 of 2 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $202,787,130 | $190,589 |
| Non-Discretionary | $1,000,458 | $1,000,458 |
| Total | $203,787,588 | $191,350 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| Total | Available | Available |
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