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Upper Left Wealth Management, LLC

Upper Left Wealth Management, LLC. CRD 288762

Upper Left Wealth Management, LLC logo

CRD: 288762

Upper Left Wealth Management, LLC

$201.1M Total AUM
$173.0M Disc. AUM
16.9% 3Y CAGR
2 Employees
95 ADV. Clients
9 yrs Firm Age

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Firm Details

Custodian
Ascensus · Charles Schwab & Company · Vanguard
Clients
Retail and Institutional
Platforms
Available
Established Date
05-30-2017
Office Locations
2

Office Locations

-- Tampa FL
-- Washington DC

About Upper Left Wealth Management, LLC

Upper Left Wealth Management is an RIA serving clients nearing or in retirement, focused on preserving wealth and reducing portfolio risk. The firm provides retirement income planning, Social Security claiming guidance, cash-flow analysis, tax minimization, estate planning, and strategic withdrawals from retirement and brokerage accounts, alongside ongoing portfolio management and on-call advice. Custody includes Charles Schwab.

Team overview

48 AVG AGE
$100.6M AVG AUM / ADVISOR
$2.1M AVG AUM / CLIENT
3.9 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
9yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

RANDY DAVID KURTZ

RANDY DAVID KURTZ

Chief Compliance Officer, Chief Executive Officer, Investment Advisor, Managing Member

CRD
#4579297
Ownership
75% or more
Available
Available
Available

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Contacts

ANTHONY BOWSER WALL

ANTHONY BOWSER WALL

Investment Advisor

CRD
#4639238
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-11-2022
08-07-2023
02-21-2024
12-05-2025
01-14-2026
Category Assets AVG. Account size
Discretionary $172,989,647 $476,556
Non-Discretionary $28,125,580 $4,017,940
Total $201,115,227 $543,555

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Equity - Exchange:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Equity - Exchange Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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