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Uptick Partners, LLC

Uptick Partners, LLC. CRD 324250

Uptick Partners, LLC logo

CRD: 324250

Uptick Partners, LLC

$1.1B Total AUM
$1.1B Disc. AUM
-- 3Y CAGR
25 Employees
1,139 ADV. Clients
3 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Pershing · Raymond James
Clients
Retail and Institutional
Platforms
Available
Established Date
01-20-2023
Office Locations
9

Office Locations

101 2ND Avenue Cullman AL
11311 Arcade Drive Suite 210 Little Rock AR
1404 Hawk Parkway, Suite 306 Montrose CO

About Uptick Partners, LLC

Uptick Partners is a platform for breakaway advisors pursuing independence. Advisors can plug into its infrastructure for operational support, integrated technology, and compliance oversight while maintaining autonomy and focusing on client advice and practice growth. The firm operates across retail and institutional channels and supports custody through Charles Schwab.

Team overview

35 AVG AGE
$42.5M AVG AUM / ADVISOR
$933.4K AVG AUM / CLIENT
1.4 yrs AVG TENURE
25 Employees
25 Advisory Reps
15 RIA Reps
3yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
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Accredited Investors

Available

Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

Jason Michael Barber

Jason Michael Barber

Chief Compliance Officer, Chief Executive Officer, Financial Advisor, FOUNDER, Managing Member

CRD
#5973780
Ownership
Less than 5%
Available
Available
Available
Steven Wayne Barber

Steven Wayne Barber

Chairman, FOUNDER, Managing Member

CRD
#2265413
Ownership
Less than 5%
Available
Available
Available

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Contacts

J

Jared Davis

--

CRD
#8099760
Available
Available
Available
Jonathan Dvorak

Jonathan Dvorak

Financial Advisor, General Partner

CRD
#4858064
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-27-2023
12-03-2024
12-02-2025
03-24-2026
Category Assets AVG. Account size
Discretionary $1,063,169,479 $273,590
Non-Discretionary $0 --
Total $1,063,169,479 $273,590

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Private Funds:
Available
Cash:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Private Funds Available Available
Cash Available Available
Municipal Bonds Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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