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USA Financial Securities LLC

USA Financial Securities LLC. CRD 103857

USA Financial Securities LLC logo

CRD: 103857

USA Financial Securities LLC

$296.5M Total AUM
$205.3M Disc. AUM
10.2% 3Y CAGR
172 Employees
1,620 ADV. Clients
26 yrs Firm Age

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Firm Details

Custodian
Lincoln Financial · Pershing
Clients
Retail and Institutional
Platforms
Available
Established Date
07-17-2000
Office Locations
84

Office Locations

10 Mystic Ln. Office B Malvern PA
101 E. Mccarty St. Jefferson City MO
101 N. Main St. #6 Oakland IA

About USA Financial Securities LLC

USA Financial Securities is a full-service RIA and independent broker-dealer backed by USA Financial’s platform of advisor services. Through its custodian-agnostic, open-architecture TAMP (launched 2016), advisors can manage portfolios in-house or outsource to a curated lineup of passive, active, and risk-managed models. Affiliate USA Financial Formulas adds rules-based, trend-driven risk management, with insurance and practice-management support available.

Team overview

49 AVG AGE
$2.2M AVG AUM / ADVISOR
$183.0K AVG AUM / CLIENT
9.4 yrs AVG TENURE
172 Employees
134 Advisory Reps
134 RIA Reps
26yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

WILLIAM CLAYTON BACHERT

WILLIAM CLAYTON BACHERT

Chief Financial Officer, DIRECTOR, Manager

CRD
#4576698
Ownership
Less than 5%
Available
Available
Available
BRENT DAVID ENDERS

BRENT DAVID ENDERS

Advisor, Manager, President

CRD
#2858719
Ownership
Less than 5%
Available
Available
Available

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Contacts

S

Steven Lowell Ackerman

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CRD
#2744836
Available
Available
Available
MICHAEL JAMES ALEXANDER

MICHAEL JAMES ALEXANDER

Advisor

CRD
#4374007
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-31-2022
03-31-2023
09-26-2024
09-22-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $205,343,323 $196,501
Non-Discretionary $91,161,452 $188,350
Total $296,504,775 $193,921

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Total Available Available

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