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Uwharrie Investment Advisors, Inc.

Uwharrie Investment Advisors, Inc.. CRD 117592

Uwharrie Investment Advisors, Inc. logo

CRD: 117592

Uwharrie Investment Advisors, Inc.

$337.8M Total AUM
$337.8M Disc. AUM
20.7% 3Y CAGR
14 Employees
875 ADV. Clients
24 yrs Firm Age

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Firm Details

Custodian
BNY Mellon ยท Pershing
Clients
Retail and Institutional
Platforms
Available
Established Date
12-31-2001
Office Locations
3

Office Locations

132 North First Street Albemarle NC
416 West Main Street Locust NC
700 N. Church Street Concord NC

About Uwharrie Investment Advisors, Inc.

Uwharrie Investment Advisors, Inc. is an RIA based in Albemarle, NC serving retail and institutional relationships, including business owners and entrepreneurs. The firm provides financial planning, portfolio construction and asset management, emphasizing risk management and asset allocation across ETFs and public funds. Custody relationships include Pershing and BNY Mellon.

Team overview

46 AVG AGE
$28.2M AVG AUM / ADVISOR
$386.1K AVG AUM / CLIENT
12.9 yrs AVG TENURE
14 Employees
12 Advisory Reps
14 RIA Reps
24yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

ROGER LEE DICK

ROGER LEE DICK

President and Chief Executive Officer

CRD
#1639662
Ownership
Less than 5%
Available
Available
Available
KYLE VANN EUDY

KYLE VANN EUDY

EXECUTIVE VICE PRESIDENT

CRD
#5573392
Ownership
Less than 5%
Available
Available
Available

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Contacts

VELINDA FINK BOST

VELINDA FINK BOST

Client Services Administrator

CRD
#2428985
Available
Available
Available
ROBERT BUGG BRANNAN III

ROBERT BUGG BRANNAN III

Financial Advisor, EVP

CRD
#6059550
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-29-2022
02-22-2023
10-11-2024
10-21-2025
03-30-2026
Category Assets AVG. Account size
Discretionary $337,840,640 $385,223
Non-Discretionary $0 --
Total $337,840,640 $385,223

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Cash Available Available
Total Available Available

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