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Valley Wealth Strategies, LLC

Valley Wealth Strategies, LLC. CRD 289737

Valley Wealth Strategies, LLC logo

CRD: 289737

Valley Wealth Strategies, LLC

$1.4B Total AUM
$448.3M Disc. AUM
-- 3Y CAGR
59 Employees
4,118 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Broadridge · Charles Schwab & Company · LPL Financial · SEI
Clients
Retail and Institutional
Platforms
Available
Established Date
10-20-2017
Office Locations
17

Office Locations

101 Ygnacio Valley RD Suite 211 Walnut Creek CA
112 West Young Street Elma WA
1247 7TH Street #301 Santa Monica CA

About Valley Wealth Strategies, LLC

Valley Wealth Strategies provides personalized wealth management and comprehensive financial planning focused on retirement readiness. Advisors build goal- and risk-based portfolios and review plans on a client-selected cadence, serving investors beyond just high-net-worth households. The firm has 19 locations across California and uses an Investor Blueprint Assessment to align planning and investment strategy from the start.

Team overview

58 AVG AGE
$55.7M AVG AUM / ADVISOR
$351.6K AVG AUM / CLIENT
7.2 yrs AVG TENURE
59 Employees
26 Advisory Reps
26 RIA Reps
8yrs Firm Age

Insights

Available
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Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

DANIEL ALAN RAYMOND

DANIEL ALAN RAYMOND

Managing Member, President

CRD
#4618228
Ownership
75% or more
Available
Available
Available
O

OSCAR MARTINEZ

Chief Compliance Officer

CRD
#3166236
Ownership
Less than 5%
Available
Available
Available

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Contacts

EUGENE GEORGE BOWAN

EUGENE GEORGE BOWAN

Financial Advisor, General Partner

CRD
#1562682
Available
Available
Available
DAVID ALLEN BROUNLEY

DAVID ALLEN BROUNLEY

ChFC®

CRD
#1190936
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-15-2022
10-13-2023
07-29-2024
11-05-2025
06-01-2026
Category Assets AVG. Account size
Discretionary $448,339,595 $411,321
Non-Discretionary $999,411,740 $175,829
Total $1,447,751,335 $213,722

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

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