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Vanguard Capital

Vanguard Capital. CRD 285052

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CRD: 285052

Vanguard Capital

$190.4M Total AUM
$190.4M Disc. AUM
7.6% 3Y CAGR
5 Employees
199 ADV. Clients
9 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Vanguard
Clients
Retail
Platforms
Available
Established Date
10-27-2016
Office Locations
2

Office Locations

2030 Main Street 13th Floor Irvine CA
-- Hendersonville TN

About Vanguard Capital

Vanguard Capital is a Denver-based RIA providing financial planning focused on asset allocation, retirement planning, and business succession planning for individuals, retirees, and business owners. Portfolios are implemented primarily with ETFs and other public funds, with fixed-income exposure as needed. Custody relationships include Charles Schwab and Vanguard.

Team overview

-- AVG AGE
-- AVG AUM / ADVISOR
$956.8K AVG AUM / CLIENT
9.7 yrs AVG TENURE
5 Employees
0 Advisory Reps
4 RIA Reps
9yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

JOHN DEREK BORCICH

JOHN DEREK BORCICH

Financial Advisor, General Partner

CRD
#2296945
Ownership
25% but less than 50%
Available
Available
Available
V

VINCENT MARK POLIVKA

Chief Compliance Officer, Partner

CRD
#1718591
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

JOHN AMADOR BLAKEZUNIGA

JOHN AMADOR BLAKEZUNIGA

Financial Advisor

CRD
#1014886
Available
Available
Available
J

JEAN SENDELL SUITS JR

Wealth Advisor

CRD
#439468
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-24-2022
03-22-2023
12-24-2024
03-19-2025
03-23-2026
Category Assets AVG. Account size
Discretionary $190,406,969 $459,920
Non-Discretionary $0 --
Total $190,406,969 $459,920

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Derivatives:
Available
Equity - OTC:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Derivatives Available Available
Equity - OTC Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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