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Vega Financial LLC

Vega Financial LLC. CRD 312036

Vega Financial LLC logo

CRD: 312036

Vega Financial LLC

$59.5M Total AUM
$59.5M Disc. AUM
-- 3Y CAGR
2 Employees
121 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Available
Established Date
03-08-2021
Office Locations
2

Office Locations

-- Mercer Island WA
-- Plano TX

About Vega Financial LLC

Vega Financial is a fee-only, independent fiduciary RIA providing personalized investment management and comprehensive planning for pre-retirees/retirees, working professionals, and business owners. Services include portfolio construction and monitoring, retirement, cash-flow and tax planning, estate planning, and insurance coordination. Portfolios are implemented primarily via ETFs/equities and are custodied at Charles Schwab.

Team overview

-- AVG AGE
$29.8M AVG AUM / ADVISOR
$491.8K AVG AUM / CLIENT
4.6 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
5yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

Tyson Andrew Farmer

Tyson Andrew Farmer

Chief Compliance Officer, Financial Advisor, Owner

CRD
#5068000
Ownership
75% or more
Available
Available
Available

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Contacts

Teresa Rene Farmer - Clemens

Teresa Rene Farmer - Clemens

--

CRD
#7606209
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $59,507,369 --
Non-Discretionary $0 --
Total $59,507,369 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Corporate - Investment Grade:
Available
Equity - OTC:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Corporate - Investment Grade Available Available
Equity - OTC Available Available
Cash Available Available
Total Available Available

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